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RC

Richard T. Cornfield

DIVERSIFIED FINANCIAL MANAGEMENT GROUP
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 4989037
RC

Professional summary

Richard T Cornfield is a registered financial advisor currently at DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC located in Burbank, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am also engaged in the sale of insurance company products in order to expand on the financial needs of clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard T Cornfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2014 - Present

DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC

Office #1: 3500 West Olive Avenue Suite 300, Burbank, CA 91505Office #3: 3780 Kilroy Airport Way Ste 200, Long Beach, CA 90806
RIA
CRD#: 156292
Burbank, CA
Past

March 2, 2012 - December 31, 2013

DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC

RIA
CRD#: 156292
BURBANK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/28/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/14/2012
Uniform Investment Adviser Law Examination

Current Firm

DF
DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC
CORNFIELD, RICHARD THOMAS | DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 156292 / SEC#:

California
Registered Investment Advisory firm - (2/29/2012 Approved)
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Contact information

Main Address
3500 West Olive Avenue Suite 300, Burbank, CA 91505
Mailing Address
Phone number
(818) 465-9751
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 156292Burbank, CA 91505

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