Jonathan F. Busch

AE WEALTH MANAGEMENT

Loveland, CO 80538

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CRD#: 4988911

Professional summary

Jonathan Fred Busch, who also goes by Jonathan F Busch, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Loveland, Colorado.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathan has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan F Busch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JF Busch & Associates, LLC; Non Investment Related; 1635 Foxtrail Dr. Suite 355 Loveland, CO 80528; Insurance Agency; Insurance Agent; 9/2011; 160hrs/Mo; 100hrs/Mo during Security Trading Hours. Independent Insurance Agent. 2) Only in Ohio Estates LLC; Non Investment Related; 6545 Market Ave N Ste 100, Canton, OH 44721; Real Estate Rentals; Owner; 8/2023; 40hrs/Mo; 0hrs/Mo during Security Trading Hours. Purchasing and leasing rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Fred Busch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2023 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 1635 Foxtrail Dr Ste 355, Loveland, CO 80538Office #2: 5401 W Kennedy Blvd Ste 100, Tampa, FL 33609

RIA

CRD#: 282580

Loveland, CO

Past

August 30, 2017 - November 9, 2023

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Loveland, CO

Past

April 13, 2015 - August 18, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FORT COLLINS, CO

Past

March 17, 2015 - August 18, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

FORT COLLINS, CO

Past

February 23, 2007 - October 1, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

March 1, 2006 - October 10, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/9/2023)

IAR

Florida
(2/29/2024)

IAR

Texas
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/27/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan F. Busch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Fred Busch's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUCKER ASSET MANAGEMENT LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2015

SIE

Date: 8/18/2017

Series 7

Date: 3/16/2015

Series 6

Date: 2/27/2006

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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