Kammie M. Bingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kammie Marie Bingham was a registered financial professional .
Kammie is a previously registered financial professional and started their career in finance in 2006. Kammie had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2015 - December 5, 2017
PACTOLUS
March 31, 2015 - December 5, 2017
PACTOLUS CAPITAL PARTNERS
March 5, 2013 - April 21, 2015
OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC
May 17, 2012 - March 4, 2013
CETERA ADVISORS LLC
May 17, 2012 - June 26, 2013
CETERA ADVISORS LLC
June 25, 2007 - August 4, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 25, 2007 - August 4, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 7, 2006 - April 25, 2007
SECURIAN FINANCIAL SERVICES, INC.
February 24, 2006 - April 25, 2007
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PACTOLUS
CRD#: 155195 / SEC#: 801-71915
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACTOLUS
CRD#: 155195 / SEC#: 801-71915
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 182,552,022 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/22/2024 | ||
| 10/27/2023 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
