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MH

Michael D. Haney

ARROYO INVESTMENT GROUP
Oracle, AZ
Some features on this profile are disabled
CRD#: 4988375
MH

Professional summary

Michael Dean Haney is a registered financial advisor currently at ARROYO INVESTMENT GROUP, LLC located in Oracle, Arizona and CAPITAL RESEARCH & CONSULTING LLC located in Pasadena, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Haney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2005 - Present

ARROYO INVESTMENT GROUP, LLC

Office #2: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
RIA
CRD#: 130243
Oracle, AZ
Current

August 25, 2009 - Present

CAPITAL RESEARCH & CONSULTING LLC

Office #1: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
RIA
CRD#: 109868
Pasadena, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC

CRD#: 109868 / SEC#: 801-56356

RIA
Registered Investment Advisory firm - (3/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/28/2005)

Exams

Current Firm

CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC

CRD#: 109868 / SEC#: 801-56356

RIA
Registered Investment Advisory firm - (3/23/1999 Approved)
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Contact information

Main Address
15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
Mailing Address
Phone number
(626) 844-1440
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

CRC NARRATIVE ADV PART 2 031725 (3/17/2025)

Regulatory assets under management

Total Number of Accounts64
AUM (Assets Under Management)$ 6,068,217,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL RESEARCH & CONSULTING LLC

CRD#: 109868Oracle, AZ

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