Michael Dean Haney
Professional Summary
Michael Dean Haney is a registered financial advisor currently at ARROYO INVESTMENT GROUP, LLC located in Oracle, Arizona and CAPITAL RESEARCH & CONSULTING LLC located in Pasadena, California. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC
Contact Information
Main Address
15 S. Raymond Avenue Suite 200, Pasadena, CA 91105Phone Number
(626) 844-1440# of Employees
8SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
51AUM (Assets Under Management)
$5,985,401,577Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
(6/28/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Haney's CRS (Customer Relationship Summary).
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