Jeffrey M. Mcculloch

TRISPERITY ADVISORS

Katy, TX 77450

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CRD#: 4988346

Professional summary

Jeffrey Michael Mcculloch, CFP®, who also goes by Jeffrey M Mcculloch, is a registered financial advisor currently at TRISPERITY ADVISORS, LLC located in Katy, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey M Mcculloch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIDUCIARY ACTIVITIES; TRUSTEE;SEPTEMBER 2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Mcculloch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 23, 2017 - Present

TRISPERITY ADVISORS, LLC

Office #1: 22202 Highland Knolls Drive, Katy, TX 77450

RIA

CRD#: 142438

Katy, TX

Past

April 2, 2015 - February 10, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

October 15, 2014 - February 10, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Past

October 12, 2006 - August 16, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRISPERITY ADVISORS, LLC

TRISPERITY ADVISORS, LLC | TRISPERITY WEALTH ADVISORY GROUP, LLC

CRD#: 142438 / SEC#: 801-113723

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Texas

Registered Investment Advisory firm - (1/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/10/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRISPERITY ADVISORS, LLC

TRISPERITY ADVISORS, LLC | TRISPERITY WEALTH ADVISORY GROUP, LLC

CRD#: 142438 / SEC#: 801-113723

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Texas

Registered Investment Advisory firm - (1/1/2007 Approved)

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Contact information

Main Address

22202 Highland Knolls Drive, Katy, TX 77450

Mailing Address

Phone number

(281) 395-1021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRISPERITY ADVISORS - ADV PART 2 (3/25/2025) (3/27/2025)

Regulatory assets under management

Total Number of Accounts	808
AUM (Assets Under Management)	$ 283,680,581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Mcculloch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Mcculloch's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

TRISPERITY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/2015

SIE

Date: 2/10/2017

Series 7

Date: 10/15/2014

Series 6

Date: 10/11/2006

Current Firm

TRISPERITY ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRISPERITY ADVISORS, LLC

TRUST BUT VERIFY

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