JB
Joshua E. Braunlich
HAZLETT, BURT & WATSON
Wheeling, WV 26003
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CRD#: 4988342
JB
Professional summary
Joshua Earl Braunlich is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Wheeling, West Virginia.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MONROE RACING INC., PO Box 287, WHEELING, WV 26003 2. NON-INVESTMENT RELATED 3. BREEDING AND LEASING OF GREYHOUND RACE DOGS 4. VICE PRESIDENT 5. APRIL 11, 2015 6. 10 HRS. PER MONTH WITH LESS THAN 1 HR. PER MONTH DURING SECURITIES TRADING HOURS 7. DUTIES ARE TO ASSIST WITH BOOKKEEPING AND ADMINISTRATIVE FUNCTIONS WITH LITTLE TO NO INVOLVEMENT IN DAILY OPERATIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Earl Braunlich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Earl Braunlich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2012 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 1300 Chapline Street, Wheeling, WV 26003RIA
BD
CRD#: 396
Wheeling, WV
Current
October 3, 2012 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 1300 Chapline Street, Wheeling, WV 26003RIA
BD
CRD#: 396
Wheeling, WV
Past
March 20, 2008 - October 19, 2012
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
WHEELING, WV
Past
February 15, 2008 - October 19, 2012
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
WHEELING, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/18/2017)
RR
Arizona(3/18/2013)
RR
California(10/25/2012)
IAR
California(4/2/2025)
RR
Delaware(1/23/2015)
RR
Florida(10/25/2012)
IAR
Florida(1/29/2020)
RR
Georgia(5/17/2024)
RR
Indiana(10/19/2018)
RR
Kentucky(1/22/2020)
RR
Maryland(5/2/2019)
RR
Michigan(9/4/2018)
RR
North Carolina(1/23/2015)
IAR
North Carolina(2/3/2020)
RR
Ohio(10/3/2012)
IAR
Ohio(10/10/2013)
RR
Pennsylvania(10/3/2012)
RR
South Carolina(5/15/2017)
RR
Texas(3/11/2015)
RR
Virginia(7/21/2023)
RR
West Virginia(10/3/2012)
IAR
West Virginia(10/4/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1300 Chapline Street, Wheeling, WV 26003
Mailing Address
1300 Chapline Street, Wheeling, WV 26003
Phone number
(304) 233-3312
Established
West Virginia since 09/06/1973
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
19
SEC notice filing (15 States and Territories)
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory assets under management
| Total Number of Accounts | 2,314 |
| AUM (Assets Under Management) | $ 1,197,878,280 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/19/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAZLETT, BURT & WATSON, INC.
CRD#: 396Wheeling, WV 26003TRUST BUT VERIFY
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