Eric C. Showalter
ARBOR PRIVATE WEALTH
Ashburn, VA 20147
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CRD#: 4988304
Professional summary
Eric Charles Showalter, CFP®, who also goes by Eric C Showalter, is a registered financial advisor currently at ARBOR PRIVATE WEALTH, LLC located in Ashburn, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Ashburn, Virginia.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric C Showalter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Arbor Private Wealth; Investment Related; At Registered Office Address; RIA; Start - 10/2021; 40 Hrs/Mth; 0 During Trading Hrs; I Will Own & Manage A Registered Investment Advisory Firm 2) PKSF; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Title - Agent; Start - 10/2021; 3 Hrs/Mth; 3 During Trading Hrs; Sales of Fixed/Traditional Insurance Products 3) Fixed Insurance; Investment Related; At Registered Office Address; Fixed/Traditional Insurance; Title - Agent; Start - 10/2021; 3 Hrs/Mth; 3 During Trading Hrs; Sales of Fixed/Traditional Insurance Products 4) Community Foundation of Loundoun and Fauquier Counties; Investment Related; 714 East Market Street, Leesburg, VA 20176; Community Philanthropy; Board Member- Investment Committee Chair; 5/24/2022; 4 hrs/mo; 2 hrs during trading; In my role as chair, I will maintain orderly investment committee meetings and ensure that the board status informed of all investment and committee related matters.. 5) Ross Svenson for School Board; not investment related; PO Box 4072 Broadlands, VA 20148; Treasurer; 03/04/2025; 5 hrs/mo and 0 hrs/mo during trading hours; Open bank accounts, receive contributions, pay vendors, report transactions.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Charles Showalter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 1, 2021 - Present
ARBOR PRIVATE WEALTH, LLC
Office #1: 44679 Endicott Drive Suite 300, Ashburn, VA 20147RIA
CRD#: 315812
Ashburn, VA
Current
October 1, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 44679 Endicott Dr. Suite 300, Ashburn, VA 20147BD
CRD#: 35747
Ashburn, VA
Past
February 20, 2009 - October 14, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEESBURG, VA
Past
February 20, 2009 - October 14, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEESBURG, VA
Past
September 1, 2005 - March 4, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
VIENNA, VA
Past
August 11, 2005 - March 4, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ARBOR PRIVATE WEALTH, LLC
ARBOR PRIVATE WEALTH, LLC | MOUNT ADVISORS, LLC
CRD#: 315812 / SEC#: 801-122411
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(12/5/2023)
RR
Michigan(10/1/2021)
IAR
Texas(10/1/2021)
RR
Texas(12/5/2023)
RR
Virginia(10/1/2021)
IAR
Virginia(10/1/2021)
RR
Washington(10/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ARBOR PRIVATE WEALTH, LLC
ARBOR PRIVATE WEALTH, LLC | MOUNT ADVISORS, LLC
CRD#: 315812 / SEC#: 801-122411
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
44679 Endicott Drive Suite 300, Ashburn, VA 20147
Mailing Address
Phone number
(703) 559-7975
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 139,173,007 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARBOR PRIVATE WEALTH, LLC
CRD#: 315812Ashburn, VA 20147TRUST BUT VERIFY
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