Adam R. Twa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Russell Twa, who also goes by Adam Russell Twa Mr., Adam Twa, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2005. Adam had worked at 1 firm and has passed the Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2005 - July 5, 2013
PETERS & CO. EQUITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETERS & CO. EQUITIES INC.
CRD#: 38165 / SEC#: , 8-48219
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETERS & CO. LIMITED | PARENT COMPANY | |
| DRISCOLL, ANN MARLENE | VICE PRESIDENT, FINANCE & CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 5930722 |
| HARRIS, DEVON BRENDON | PRINCIPAL OPERATIONS OFFICER | 6540266 |
| MARCOTTE, BRADLEY WILLIAM | MANAGING DIRECTOR, INSTITUTIONAL SALES | 6579235 |
| MARTIN, JEFFREY JOHN MR. | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR | 4795286 |
| OLIVER, STEPHEN | CHIEF COMPLIANCE OFFICER | 8061893 |
| PLEWES, CAMERON EVAN | PRESIDENT | 5853073 |
| POTTER, CHRISTOPHER STEPHEN MR. | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4730261 |
| REARDON, TYLER JAMES | MANAGING DIRECTOR, RESEARCH | 5620339 |
| SCOTT, ROBIN STUART | MANAGING DIRECTOR, TRADING | 4058331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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