JV
Joseph Varvara
ATCAP PARTNERS
Staten Island, NY
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CRD#: 4988088
JV
Professional summary
Joseph Varvara is a registered financial advisor currently at ATCAP PARTNERS, LLC located in Staten Island, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JEGA CONSULTING, NON INVESTMENT-RELATED, STATEN ISLAND, NY, USED SOLELY FOR ACCOUNTING AND TAX PURPOSES, OWNER, ZERO HRS PER MONTH/DURING TRADING HRS... (2) ATCAP PARTNERS, LLC, INVESTMENT RELATED, ROCKVILLE, MD, FINANCIAL SERVICES/ADVISORY, INDEPENDENT CONTRACTOR, 1 HOUR/MONTH, 1 HOUR/MONTH DURING TRADING HRS., GENERAL ADVISORY SERVICES...(3) INSURANCE BUSINESS, INVESTMENT RELATED, STATEN ISLAND, NY,, INDEPENDENT CONTRACTOR, GENERAL INSURANCE BUSINESS - FIXED AND VARIABLE, LESS THAN 5 HRS/MONTH, LESS THAN 5 HRS/MONTH/DURING TRADING HRS., OCCASSIONALLY WRITE FIXED OR VARIABLE INSURANCE BUSINESS FOR CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Varvara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2022 - Present
ATCAP PARTNERS, LLC
RIA
CRD#: 158214
Staten Island, NY
Current
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004BD
CRD#: 37869
New York, NY
Past
January 6, 2020 - July 22, 2022
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NEW YORK, NY
Past
July 1, 2013 - July 22, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
May 18, 2009 - June 24, 2013
CHARLES VISTA LLC
BD
CRD#: 132650
STATEN ISLAND, NY
Past
May 29, 2008 - May 19, 2009
NFSG CORPORATION
RIA
CRD#: 130814
BOCA RATON, FL
Past
January 10, 2007 - May 19, 2009
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
NEW YORK, NY
Past
January 20, 2006 - December 14, 2006
EASTBROOK CAPITAL GROUP LLC
BD
CRD#: 39781
NEW YORK, NY
Past
September 29, 2005 - February 17, 2006
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2022)
RR
Alaska(2/12/2025)
RR
Arizona(7/20/2022)
RR
California(7/20/2022)
RR
Colorado(7/20/2022)
RR
Connecticut(7/22/2022)
RR
District of Columbia(7/20/2022)
RR
Florida(7/20/2022)
RR
Georgia(8/17/2022)
RR
Hawaii(8/8/2022)
RR
Illinois(8/18/2022)
RR
Indiana(8/2/2022)
RR
Iowa(7/20/2022)
RR
Kentucky(7/20/2022)
RR
Louisiana(7/20/2022)
RR
Maryland(7/20/2022)
RR
Massachusetts(7/25/2022)
RR
Michigan(7/20/2022)
RR
Minnesota(8/9/2022)
RR
Missouri(7/20/2022)
RR
Nebraska(7/20/2022)
RR
Nevada(7/20/2022)
RR
New Hampshire(7/20/2022)
RR
New Jersey(7/20/2022)
RR
New Mexico(7/20/2022)
RR
New York(7/20/2022)
IAR
New York(7/22/2022)
RR
North Carolina(7/22/2022)
RR
Ohio(7/20/2022)
RR
Oklahoma(7/21/2022)
RR
Pennsylvania(7/20/2022)
RR
Puerto Rico(7/20/2022)
RR
Rhode Island(7/20/2022)
RR
South Carolina(7/20/2022)
RR
Texas(7/20/2022)
RR
Utah(7/20/2022)
RR
Virginia(7/20/2022)
RR
Washington(8/8/2022)
RR
West Virginia(7/20/2022)
RR
Wisconsin(7/26/2022)
RR
Wyoming(7/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 62,948,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
