SC
Scott R. Cubeta
YORKVILLE SECURITIES
MOUNTAINSIDE, NJ 07092
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CRD#: 4988085
SC
Professional summary
Scott Robert Cubeta is a registered financial professional currently at YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2008. Scott has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Cubeta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
YORKVILLE SECURITIES, LLC
Office #1: 1012 Springfield Ave, Mountainside, NJ 07092Office #2: 1012 Springfield Avenue, Mountainside, NJ 07092BD
CRD#: 330480
MOUNTAINSIDE, NJ
Past
April 29, 2010 - June 12, 2017
J.H. DARBIE & CO., INC.
BD
CRD#: 43520
HACKENSACK, NJ
Past
April 16, 2008 - May 7, 2010
RANGE GLOBAL LLC
BD
CRD#: 104393
HACKENSACK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/7/2025)
RR
California(4/29/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(5/1/2025)
RR
Delaware(5/7/2025)
RR
Florida(5/14/2025)
RR
Georgia(4/22/2025)
RR
Illinois(6/13/2025)
RR
Kansas(5/2/2025)
RR
Maryland(5/12/2025)
RR
Massachusetts(7/24/2025)
RR
Minnesota(5/19/2025)
RR
Nevada(4/29/2025)
RR
New Jersey(4/29/2025)
RR
New York(4/29/2025)
RR
North Carolina(4/29/2025)
RR
Oklahoma(4/16/2025)
RR
Pennsylvania(4/30/2025)
RR
Puerto Rico(6/13/2025)
RR
Rhode Island(5/1/2025)
RR
South Dakota(5/12/2025)
RR
Texas(6/9/2025)
RR
Utah(4/14/2025)
RR
Vermont(5/7/2025)
RR
Virginia(5/15/2025)
RR
Wyoming(5/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 5/22/2025
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/22/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/29/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
YS
YORKVILLE SECURITIES, LLC
YORKVILLE SECURITIES, LLC
CRD#: 330480 / SEC#: , 8-71241
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1012 Springfield Ave, Mountainside, NJ 07092
Mailing Address
1012 Springfield Ave, Mountainside, NJ 07092
Phone number
(201) 536-5110
Established
Delaware since 02/08/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| MARKUNAS, MICHAEL NMN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 1832307 |
| MCNICOLL, PATRICE | CO-CEO | 3199758 |
| RILLO, TROY JAMES | MEMBER OF BOARD OF MANAGERS; CO-CEO | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
