Sharod L. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharod Litea Edwards, who also goes by Sharod L Edwards, was a registered financial professional .
Sharod is a previously registered financial professional and started their career in finance in 2005. Sharod had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2011 - February 1, 2012
ESW FINANCIAL GROUP, LLC
March 4, 2011 - April 18, 2011
NYLIFE SECURITIES LLC
March 30, 2010 - February 9, 2011
ONEAMERICA SECURITIES, INC.
July 25, 2007 - March 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 21, 2005 - March 28, 2007
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESW FINANCIAL GROUP, LLC
CRD#: 157662 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
