BC
Brian C. Coxon
OXINAS PARTNERS WEALTH MANAGEMENT
Lousville, KY 40207
Some features on this profile are disabled
CRD#: 4987938
BC
Professional summary
Brian Christopher Coxon is a registered financial advisor currently at OXINAS PARTNERS WEALTH MANAGEMENT located in Lousville, Kentucky.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/2013; Brian C. Coxon, LLC; Louisville, KY; Not Investment-Related; LLC Formed For Tax Purposes; Maintaining Books and Records; Devote 4 Hrs/Mo During Non-Market Hours. (2) 01/2016; Coxon Home, LLC; Louisville, KY; Not Investment-Related; Real Estate; Owner; Devote 5 Hrs/Mo During Non-Market Hours. (3) 01/2018; Oxinas Partners, LLC; Jeffersonville, IN; Investment-Related, RIA; Partner; Devote 150 Hrs/Mo, 8 Hrs/Day During Market Hours. (4) 04/2013; Brian Coxon Insurance; Louisville, KY; Not Investment-Related; Insurance Sales; Owner and Insurance Agent; Devote 5 Hrs/Month, 1 Hr/Month During Market Hours. (5) 06/2021; Coxwag LLC; Lousiville, KY; Not Investment-Related; Commerical Property Ownership; Owner/Landlord; 2 Hrs/Mo During Nonmarket Hours. (6) BEEG LLC; Investment Related: No; 2101 Indian Chute, Louisville, KY 40207; Owner of one-third of a restaurant and one-fifth of a brewery; Since 1/1/2025; It is a passive investment, minimal time spent per month.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Christopher Coxon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2018 - Present
OXINAS PARTNERS WEALTH MANAGEMENT
Office #1: 4175 Westport Road, Suite 100, Lousville, KY 40207RIA
CRD#: 297462
Lousville, KY
Past
August 22, 2018 - August 10, 2020
M. S. HOWELLS & CO.
BD
CRD#: 104100
JEFFERSONVILLE, IN
Past
April 12, 2013 - August 29, 2018
WADDELL & REED
RIA
CRD#: 866
JEFFERSONVILLE, IN
Past
April 12, 2013 - August 29, 2018
WADDELL & REED
BD
CRD#: 866
JEFFERSONVILLE, IN
Past
October 1, 2012 - April 15, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOUISVILLE, KY
Past
October 1, 2012 - April 15, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOUISVILLE, KY
Past
June 3, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
LOUISVILLE, KY
Past
October 30, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OXINAS PARTNERS WEALTH MANAGEMENT
OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC
CRD#: 297462 / SEC#: 801-113877
RIA
Registered Investment Advisory firm - (8/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(8/22/2018)
IAR
Kentucky(5/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OP
OXINAS PARTNERS WEALTH MANAGEMENT
OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC
CRD#: 297462 / SEC#: 801-113877
RIA
Registered Investment Advisory firm - (8/22/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
607 North Shore Drive Suite 101, Jeffersonville, IN 47130
Mailing Address
Phone number
(812) 725-8649
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,706 |
| AUM (Assets Under Management) | $ 344,596,274 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OXINAS PARTNERS WEALTH MANAGEMENT
CRD#: 297462Lousville, KY 40207TRUST BUT VERIFY
Monitor Brian Coxon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
