Lance A. Millar

ASHTON THOMAS PRIVATE WEALTH

San Francisco, CA 94104

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CRD#: 4987888

Professional summary

Lance Alva Millar, CFP®, who also goes by Lance A Millar, Lance Alva Millar, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in San Francisco, California.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lance has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance A Millar | Lance Alva Millar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alva Millar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 25, 2025 - Present

ASHTON THOMAS PRIVATE WEALTH

Office #1: 580 California Street 12th Floor, San Francisco, CA 94104

RIA

CRD#: 153902

San Francisco, CA

Past

December 16, 2014 - June 10, 2025

SVB WEALTH

RIA

CRD#: 172832

San Francisco, CA

Past

March 1, 2011 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

PALM BEACH GARDENS, FL

Past

March 30, 2007 - March 1, 2011

WEISS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 106640

PALM BEACH GARDENS, FL

Past

March 29, 2007 - January 19, 2011

WEISS CAPITAL SECURITIES, INC.

CRD#: 39166

JUPITER, FL

Past

September 20, 2005 - August 16, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PALM BEACH, FL

Past

September 5, 2005 - August 16, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/29/2025)

IAR

California
(5/27/2025)

IAR

Colorado
(5/25/2025)

IAR

New York
(5/25/2025)

IAR

North Carolina
(5/25/2025)

IAR

Texas
(5/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/2005

General Securities Representative Examination

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lance A. Millar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alva Millar's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

BANYAN PARTNERS, LLC

WEISS CAPITAL MANAGEMENT, INC.

WEISS CAPITAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2005

Series 7

Date: 9/3/2005

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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