Jessica L. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica L Marshall, who also goes by Jessie Marshall, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2005. Jessica had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - September 16, 2024
IMPERIAL CAPITAL, LLC
October 1, 2012 - August 21, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 21, 2013
J.P. MORGAN SECURITIES LLC
July 2, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 2, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 8, 2009 - June 8, 2010
WEDBUSH SECURITIES INC.
January 8, 2009 - June 8, 2010
WEDBUSH SECURITIES INC.
November 9, 2005 - January 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2005 - January 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
IMPERIAL CAPITAL, LLC
CRD#: 43744 / SEC#: , 8-50397
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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