Thomas W. Greider

ZUNA

Portland, OR 97239

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CRD#: 4987763

Professional summary

Thomas Widney Greider is a registered financial advisor currently at ZUNA, LLC located in Portland, Oregon.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Widney Greider's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2021 - Present

ZUNA, LLC

Office #1: 3903 S Kelly Ave, Portland, OR 97239

RIA

CRD#: 306113

Portland, OR

Past

January 12, 2006 - February 16, 2021

ROEHL & YI INVESTMENT ADVISORS, LLC

RIA

CRD#: 109258

EUGENE, OR

Past

November 22, 2005 - December 31, 2014

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

EUGENE, OR

Past

November 15, 2005 - December 31, 2014

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

EUGENE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZUNA, LLC

NCP, LLC | ZUNA, LLC

CRD#: 306113 / SEC#: 801-117623

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2005

General Securities Representative Examination

Current Firm

ZUNA, LLC

NCP, LLC | ZUNA, LLC

CRD#: 306113 / SEC#: 801-117623

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

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Contact information

Main Address

3903 S Kelly Ave, Portland, OR 97239

Mailing Address

Phone number

(971) 339-5701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ZUNA, LLC ADV PART 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 389,551,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Greider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Widney Greider's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZUNA, LLC

ROEHL & YI INVESTMENT ADVISORS, LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ZUNA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2005

SIE

Date: 12/31/2014

Series 7

Date: 10/10/2005

Current Firm

ZUNA, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZUNA, LLC

TRUST BUT VERIFY

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