Ian L. Miller
Professional summary
Ian Lucas Miller is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2008. Ian has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Lucas Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003October 1, 2019 - September 12, 2022
LOOP CAPITAL MARKETS LLC
October 17, 2016 - August 21, 2019
MIZUHO SECURITIES USA LLC
May 13, 2015 - October 14, 2016
BB&T SECURITIES, LLC
July 31, 2008 - November 10, 2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2025)
(7/7/2025)
(12/3/2024)
(4/1/2025)
(12/2/2024)
(10/14/2025)
(9/2/2025)
(3/31/2025)
(3/17/2025)
(8/6/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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