CE
Charles R. Eichner
TRANSCEND ADVISOR GROUP
Milwaukee, WI 53202
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CRD#: 4987432
CE
Professional summary
Charles Russell Eichner, AIF®, who also goes by Russ Eichner, is a registered financial advisor currently at TRANSCEND ADVISOR GROUP, LLC located in Milwaukee, Wisconsin and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Charles has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russ Eichner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Eichner has the following Outside Business Activities. He is dual registered as a registered representative with The Leaders Group of Littleton, CO, where he devotes 19 hours a month selling investment products. He is also an insurance agent for Transcend Insurance Group in which he sells insurance products including annuities. He spends approximately 10 hours a week during market and non-market hours on this endeavor. Managing Member, No Worries, Tax of Cape Coral, .In this role Mr. Eichner offers tax services to clients. He spends approximately 10 hours a month in this endeavor. Next, Mr. Eichner is a member of Benefit Funding Services/FFR, an organization that assists insurance agents in writing insurance policies for clients. He spends approximately 10 hours a month with this activity. Mr. Eichner works with President of Expert Tax Solutions, which is a tax preparation service. He spends approximately 30 hours a week from February through April on this service. He is Vice President at EA Investments, a real estate rental firm. He spends 1 hour a month in this endeavor. Partner TREC Properties, a residential real estate rental firm. He spends 1 hour a month on this activity. Mr. Eichner is 1/3 equal owner in Spicy Badger, LLC, a commercial rental property in Milwaukee, Wisconsin. They each spend approximately one hour a month on this endeavor.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Russell Eichner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 5, 2021 - Present
TRANSCEND ADVISOR GROUP, LLC
Office #1: 311 E Chicago Street Suite 210, Milwaukee, WI 53202RIA
CRD#: 311746
Milwaukee, WI
Current
June 7, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
October 19, 2006 - March 17, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MT PLEASANT, WI
Past
October 19, 2006 - March 17, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MT PLEASANT, WI
Past
August 10, 2005 - September 21, 2006
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
CALEDONIA, WI
Past
July 11, 2005 - August 5, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRANSCEND ADVISOR GROUP, LLC
TRANSCEND ADVISOR GROUP, LLC
CRD#: 311746 / SEC#: 801-120108
RIA
Registered Investment Advisory firm - (3/2/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/28/2022)
RR
Illinois(6/7/2021)
IAR
Wisconsin(3/5/2021)
RR
Wisconsin(6/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRANSCEND ADVISOR GROUP, LLC
TRANSCEND ADVISOR GROUP, LLC
CRD#: 311746 / SEC#: 801-120108
RIA
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Contact information
Main Address
311 E Chicago Street Suite 210, Milwaukee, WI 53202
Mailing Address
1500 Main Street, Union Grove, WI 53182
Phone number
(262) 884-9983
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 764 |
| AUM (Assets Under Management) | $ 206,601,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSCEND ADVISOR GROUP, LLC
CRD#: 311746Milwaukee, WI 53202TRUST BUT VERIFY
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