Sequoia L. Taylor
Professional summary
Sequoia Lanae Taylor is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Sequoia is registered as a RR (Registered Representative) and started their career in finance in 2011. Sequoia has worked at 5 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sequoia Lanae Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2023 - Present
RAINMAKER SECURITIES, LLC
February 5, 2020 - January 9, 2023
GLOBAL OAK CAPITAL MARKETS LLC
October 15, 2015 - January 28, 2020
RAINMAKER SECURITIES, LLC
January 20, 2015 - September 28, 2015
EMERSON EQUITY LLC
January 2, 2013 - February 22, 2013
RAYMOND JAMES & ASSOCIATES, INC.
May 9, 2011 - January 2, 2013
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2023)
(1/4/2024)
(1/4/2024)
(4/12/2023)
(4/12/2023)
Exams
Series 62
Date: 1/15/2015
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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