Anthony John Panuto II
Professional Summary
Anthony John Panuto II, who also goes by Anthony John Panuto, is a registered financial advisor currently at SHAKER INVESTMENTS located in Beachwood, Ohio. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anthony has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony John Panuto II, Anthony John Panuto
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS
Contact Information
Main Address
3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337Phone Number
(216) 292-2950# of Employees
9SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
283AUM (Assets Under Management)
$258,762,352Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS
State Registrations and Notice Filings
(11/27/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Panuto II's CRS (Customer Relationship Summary).
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