Andrew M. Shainberg
Professional summary
Andrew Mead Shainberg is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 4 firms and has passed the Series 42, Series 6TO, Series 72, Series 22TO, Series 52TO, Series 62, Series 99TO, Series 82TO, SIE, Series 7, Series 14, Series 26, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Mead Shainberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2018 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Office #1: 30 Hudson Yards 70th, New York, NY 10001January 28, 2014 - June 21, 2018
PARK AVENUE SECURITIES LLC
March 25, 2011 - October 17, 2013
GUARDIAN INVESTOR SERVICES LLC
March 25, 2011 - January 14, 2014
PARK AVENUE SECURITIES LLC
October 27, 2005 - February 11, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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