George E. Cohen
Professional summary
George Elliot Cohen is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Juno Beach, Florida.
George is registered as a RR (Registered Representative) and started their career in finance in 1970. George has worked at 14 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 1, Series 27, Series 4, Series 24 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Elliot Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2019 - Present
WORLD EQUITY GROUP, INC.
Office #1: Loggerhead Executive Suites 14255 Hwy #1, Suite 225, Juno Beach, FL 33408February 13, 2012 - August 1, 2019
TAYLOR CAPITAL MANAGEMENT INC.
January 25, 2012 - August 15, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 21, 2004 - November 30, 2011
BROKER DEALER FINANCIAL SERVICES CORP.
February 19, 2003 - January 20, 2004
SYNERGY INVESTMENT GROUP, LLC
February 18, 2003 - February 12, 2003
SYNERGY INVESTMENT GROUP, LLC
February 18, 2003 - January 20, 2004
SYNERGY INVESTMENT GROUP, LLC
July 8, 2000 - February 25, 2003
OSAIC FS, INC.
March 31, 1995 - February 26, 2003
POLARIS ADVISORY SERVICES INC
February 15, 1991 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
August 8, 1980 - December 6, 1990
SUPERVISED FINANCIAL SERVICES, INC.
April 24, 1978 - September 12, 1980
MARK SECURITIES, INC.
January 30, 1974 - May 21, 1978
TUCKER ANTHONY INCORPORATED
July 2, 1973 - February 28, 1974
DUPONT WALSTON, INCORPORATED
June 16, 1971 - July 2, 1973
DUPONT GLORE FORGAN INCORPORATED
December 10, 1970 - July 12, 1971
WEIS SECURITIES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2019)
(7/8/2019)
(2/2/2021)
(7/8/2019)
(6/30/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 1
Date: 12/3/1970
Registered Representative ExaminationF04
Date: 4/10/1980
Financial Principal ExaminationFINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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