Robbie J. Newman
Professional summary
Robbie James Newman, who also goes by Robert J Newman, Robert James Newman, is a registered financial advisor currently at AUGUST WEALTH ADVISORS LLC located in Westport, Connecticut.
Robbie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robbie has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robbie James Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2026 - Present
AUGUST WEALTH ADVISORS LLC
Office #1: 51 Riverside Avenue First Floor, Westport, CT 06880May 24, 2016 - February 20, 2026
UBS SECURITIES LLC
June 1, 2009 - June 16, 2016
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 25, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/12/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/22/2008
Limited Representative-Equity Trader ExamCurrent Firm
AUGUST WEALTH ADVISORS LLC
CRD#: 339322 / SEC#: 801-134820
Contact information
SEC notice filing (1 States and Territories)
Red Flags
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Company Information
AUGUST WEALTH ADVISORS LLC
CRD#: 339322Westport, CT 06880TRUST BUT VERIFY
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