Christopher R. Healy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Russell Healy was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2024 - July 16, 2024
DELPHOS MMJ L.P.
January 2, 2020 - December 4, 2023
BUTLER CAPITAL PARTNERS
March 26, 2018 - July 19, 2019
HAITONG INTERNATIONAL SECURITIES (USA) INC.
July 30, 2012 - January 6, 2014
COWEN AND COMPANY
March 24, 2008 - June 30, 2008
CITIGROUP GLOBAL MARKETS INC.
April 3, 2006 - June 30, 2008
CITIGROUP GLOBAL MARKETS INC.
September 21, 2005 - March 16, 2006
LAIDLAW & COMPANY (UK) LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DELPHOS MMJ L.P.
CRD#: 137389 / SEC#: , 8-67083
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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