BL
Bradley C. Lawing
PREVAIL INNOVATIVE WEALTH ADVISORS
SPRINGFIELD, MO 65804
Some features on this profile are disabled
CRD#: 4986486
BL
Professional summary
Bradley Christopher Lawing, CPWA®, who also goes by Brad C Lawing, Brad Lawing, Bradley C. Lawing, Bradley Lawing, is a registered financial advisor currently at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC located in Springfield, Missouri.
Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bradley has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad C Lawing | Brad Lawing | Bradley C. Lawing | Bradley Lawing
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PREVAIL STRATEGIES, LLC: 15% OWNER, VICE PRESIDENT AND INSURANCE AGENT. 4745 W. 136TH STREET, LEAWOOD, KS 66224; 8/2017 to Present; SELLING INSURANCE; INVESTMENT RELATED - 5 HRS/MO - 0/TRADING; SELLING LIFE DISABILITY & LTC INSURANCE. 2)KB COMMERCIAL, LLC, 4745 W. 136th STREET, LEAWOOD, KS,66224; SINCE 5/2015 AS OWNING MEMBER OF LLC. LLC OWNS COMMERCIAL BUILDING FOR RENT. NIR - DEVOTES 2 HR/MO - NONE DURING TRADING. 3) BALANCE PROPERTIES, LLC, 8023 WENOGA ROAD, LEAWOOD, KS, 66206; 12/31/2020 TO PRESENT; OWNER; NATURE OF BUSINESS: REAL ESTATE, RENTAL PROPERY IN COLORADO; NIR, 1 HR/MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL BUSINESS HOURS. 4) LAWING FAMILY FOUNDATION, 20 E DUNDEE CIRCLE, VILLAGE OF LOCH LLOYD, MO 64012; 09/15/2021 TO PRESENT; TREASURER; NATURE OF THE BUSINESS: INVESTMENT RELATED, COMMUNICATE WITH OTHER BOARD MEMBERS CONCERNING ONGOING FINANCIAL INVESTMENTS AND DISBURSEMENTS FOR THE FOUNDATION; 2 HRS/MONTH SPENT ON THIS ACTIVITY, DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Christopher Lawing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2017-02-09
Expire date: 2025-01-31
Experience
Current
July 7, 2017 - Present
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
Office #1: 3804 S. Fremont Ave., Springfield, MO 65804Office #2: 4745 W. 136th Street, Leawood, KS 66224RIA
CRD#: 288641
SPRINGFIELD, MO
Past
July 16, 2010 - August 24, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SPRINGFIELD, MO
Past
August 17, 2007 - September 12, 2017
LAWING FINANCIAL INC
RIA
CRD#: 117178
SPRINGFIELD, MO
Past
August 15, 2007 - July 16, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
OVERLAND PARK, KS
Past
July 11, 2006 - July 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SPRINGFIELD, MO
Past
April 5, 2006 - July 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SPRINGFIELD, MO
Past
July 8, 2005 - March 10, 2006
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Kansas
Registered Investment Advisory firm - (4/20/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/22/2019)
IAR
Missouri(7/7/2017)
IAR
Texas(9/26/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Kansas
Registered Investment Advisory firm - (4/20/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4745 W. 136th Street, Leawood, KS 66224
Mailing Address
Phone number
(913) 295-9500
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,953 |
| AUM (Assets Under Management) | $ 815,418,771 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CRD#: 288641Springfield, MO 65804TRUST BUT VERIFY
Monitor Bradley Lawing
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
