Sean C. Paddock

WEALTH DIMENSIONS GROUP, LTD.

Cincinnati, OH 45249

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CRD#: 4986437

Professional summary

Sean Christopher Paddock, CFP®, who also goes by Sean C Paddock, is a registered financial advisor currently at WEALTH DIMENSIONS GROUP, LTD. located in Cincinnati, Ohio.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Sean has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean C Paddock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sean Paddock is licensed to sell insurance in Ohio in order to offer such insurance products to clients as a convenience to those clients with insurance needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Christopher Paddock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 27, 2021 - Present

WEALTH DIMENSIONS GROUP, LTD.

Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249

RIA

CRD#: 107618

Cincinnati, OH

Past

December 4, 2009 - November 12, 2020

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CINCINNATI, OH

Past

December 2, 2009 - November 12, 2020

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

June 18, 2009 - November 6, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

OXFORD, OH

Past

June 18, 2009 - November 6, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OXFORD, OH

Past

May 22, 2007 - June 5, 2009

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CINCINNATI, OH

Past

September 20, 2005 - June 5, 2009

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

August 16, 2005 - September 26, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2005

General Securities Representative Examination

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

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Contact information

Main Address

7870 E Kemper Road Suite 210, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 554-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH DIMENSIONS GROUP FORM ADV PART 2A (MARCH 2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,466
AUM (Assets Under Management)	$ 1,025,066,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean C. Paddock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Christopher Paddock's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WEALTH DIMENSIONS GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2007

Series 63

Date: 8/23/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2005

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH DIMENSIONS GROUP, LTD.

TRUST BUT VERIFY

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