Dorothy Langer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorothy Langer, who also goes by Dorothy Potcherkoff, was a registered financial professional .
Dorothy is a previously registered financial professional and started their career in finance in 2005. Dorothy had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - March 16, 2018
PICKWICK CAPITAL ADVISORS, LLC
April 1, 2010 - December 12, 2016
PICKWICK CAPITAL PARTNERS, LLC
September 30, 2005 - December 16, 2008
ALLIANCEBERNSTEIN L.P.
September 21, 2005 - December 16, 2008
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PICKWICK CAPITAL ADVISORS, LLC
CRD#: 139114 / SEC#: 801-65828
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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