Jason A. Frederico
PARK AVENUE SECURITIES LLC
Las Vegas, NV 89148
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CRD#: 4986386
Professional summary
Jason A Frederico, CFP®, who also goes by Jason Anthony Frederico, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Las Vegas, Nevada.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Anthony Frederico
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SNT, LLC dba Frederico & Associates- sole owner
Start: 03/09/2009,
Nature of business- The sale of insurance products through various carriers,
Address: Varied,
Duties: Insurance products other than those offered through Guardian and its subsidiaries,
4 total hours a month; 4 during securities trading hours,
Investment related,
2. SNT, LLC-LLC created solely for the purpose of hiring an assistant.,
Start: 05/09/2016,
Address: 1707 Village Center Circle, Suite 100, Las Vegas, NV 89134,
0 hrs per month,
Not investment related,
3. The Gentleman's League - President-A charitable, nonprofit organization that's appointed as a 501(c)(3),
Start: 03/09/2017,
Address: 1575 West Warm Springs Rd #3114, Henderson, NV 89014,
3 non bus hrs per month,
Not investment related,
4. Frederico & Associates, LLC-owner,
Start: 11/01/2022,
Address: 8906 Spanish Ridge Ave, Suite 110, Las Vegas, NV 89148,
12 total hours per month; 4 during securities trading hours,
Investment related,
More than 10% annual compensation,
5) HOA Board of Directors-Director, overseeing various aspects of the community,
Start: 07/01/2024,
Address: 6655 S. Cimarron Rd., # 200, Las Vegas, NV 89113,
1 total hour per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Jason A Frederico's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason A Frederico's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 22, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Current
September 19, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Past
April 11, 2013 - April 12, 2013
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SAN DIEGO, CA
Past
May 28, 2009 - September 14, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LAS VEGAS, NV
Past
May 13, 2008 - March 11, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/19/2011)
IAR
California(4/22/2013)
RR
Colorado(3/21/2024)
IAR
Colorado(6/25/2024)
RR
Florida(4/19/2018)
IAR
Florida(4/19/2018)
RR
Kentucky(8/29/2022)
IAR
Kentucky(8/29/2022)
RR
Nevada(9/19/2011)
IAR
Nevada(4/22/2013)
RR
Ohio(1/5/2024)
IAR
Ohio(4/18/2024)
RR
Oregon(4/27/2022)
IAR
Oregon(4/27/2022)
RR
Texas(4/21/2016)
IAR
Texas(5/11/2023)
RR
Utah(4/18/2018)
IAR
Utah(4/19/2018)
RR
Wisconsin(8/20/2025)
IAR
Wisconsin(8/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
