Richard M. Juckel

BALLAST ADVISORS

Woodbury, MN 55125

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CRD#: 4986090

Professional summary

Richard Matthias Juckel, CFP®, who also goes by Richard Mattthias Juckel, Richard Juckel, is a registered financial advisor currently at BALLAST ADVISORS, LLC located in Woodbury, Minnesota.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Mattthias Juckel | Richard Juckel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) INDEPENDENT INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES; INVESTMENT RELATED. (2.) RC BURCH, LLC ; NOT INVESTMENT RELATED; VADNAIS HEIGHTS, MN; HAIR SALON OWNED BY SPOUSE; OFFICER (CFO) OF ENTITY; 11/23/2019; 10 HOURS A WEEK (NIGHTS/WEEKENDS); DUTIES INCLUDE BOOKKEEPING FOR THE BUSINESS. NOT AN EMPLOYEE AND DO NOT RECEIVE COMPENSATION FOR DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Matthias Juckel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 2, 2017 - Present

BALLAST ADVISORS, LLC

Office #1: 683 Bielenberg Drive Suite 101, Woodbury, MN 55125

RIA

CRD#: 285991

Woodbury, MN

Past

April 22, 2010 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ARDEN HILLS, MN

Past

September 25, 2006 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ARDEN HILLS, MN

Past

October 25, 2005 - September 15, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SHOREVIEW, MN

Past

October 14, 2005 - September 15, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SHOREVIEW, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLAST ADVISORS, LLC

ASHER ADVISORS, LLC | BALLAST INSURANCE SERVICES | BALLAST ADVISORS, LLC

CRD#: 285991 / SEC#: 801-108984

RIA

Registered Investment Advisory firm - (1/19/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/2/2017)

IAR

Texas
(3/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2005

General Securities Representative Examination

Current Firm

BALLAST ADVISORS, LLC

ASHER ADVISORS, LLC | BALLAST INSURANCE SERVICES | BALLAST ADVISORS, LLC

CRD#: 285991 / SEC#: 801-108984

RIA

Registered Investment Advisory firm - (1/19/2017 Approved)

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Contact information

Main Address

683 Bielenberg Drive Suite 208, Woodbury, MN 55125

Mailing Address

Phone number

(651) 478-4644

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALLAST ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	2,449
AUM (Assets Under Management)	$ 587,590,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard M. Juckel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Matthias Juckel's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

BALLAST ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2005

SIE

Date: 2/7/2017

Series 7

Date: 8/9/2005

Current Firm

BALLAST ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLAST ADVISORS, LLC

TRUST BUT VERIFY

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