Kenneth W. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Hill, who also goes by Kenneth Hill, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2007. Kenneth had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2020 - May 17, 2021
LOOP CAPITAL MARKETS LLC
July 9, 2018 - August 25, 2020
ROSENBLATT SECURITIES INC.
October 28, 2009 - February 10, 2017
BARCLAYS CAPITAL INC.
January 2, 2009 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2007 - January 2, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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