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JR

Jonas G. Roos

CAPITAL INVESTMENT ADVISORS
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 4985448
JR

Professional summary

Jonas Georg Roos, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORS, LLC located in Dallas, Texas.

Jonas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the business: Tricia Roos Consulting LLC. / DBA Role Call Consulting Investment-related: NO Address of the other business: Personal residence Nature of the other business: Education consulting Position: Vice President Title, or relationship with the other business: 50% ownership with wife Start date of your relationship: Business was started in May of 2021 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: I do not participate in the operation of the business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonas Georg Roos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

January 9, 2024 - Present

CAPITAL INVESTMENT ADVISORS, LLC

Office #1: 5495 Belt Line Road Ste 390, Dallas, TX 75254
RIA
CRD#: 158055
Dallas, TX
Past

September 14, 2009 - December 18, 2023

GUIDESTONE ADVISORS

RIA
CRD#: 149624
DALLAS, TX
Past

April 22, 2009 - December 18, 2023

GUIDESTONE FINANCIAL SERVICES

BD
CRD#: 148249
DALLAS, TX
Past

January 3, 2007 - September 11, 2009

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
DALLAS, TX
Past

August 23, 2005 - January 4, 2006

EDWARD JONES

BD
CRD#: 250
RICHARDSON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORS, LLC
CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055 / SEC#: 801-72532

RIA
Registered Investment Advisory firm - (7/7/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/1/2010
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CI
CAPITAL INVESTMENT ADVISORS, LLC
CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055 / SEC#: 801-72532

RIA
Registered Investment Advisory firm - (7/7/2011 Approved)
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Contact information

Main Address
10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328
Mailing Address
Phone number
(404) 531-0018
Established
Firm type
Fiscal year end
# of Employees
99

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL INVESTMENT ADVISORS LLC (8/14/2025)

Regulatory assets under management

Total Number of Accounts13,529
AUM (Assets Under Management)$ 6,298,397,792

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/16/2025
Cover Page
Report
10/15/2024
Cover Page
Report
10/24/2023
Cover Page
Report
12/20/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 158055Dallas, TX 75254

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