Angie C. Owens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angie Chen Owens, who also goes by Angie Innjin Chen, Angie Chen, Inn-jin Angie Chen, was a registered financial professional .
Angie is a previously registered financial professional and started their career in finance in 2006. Angie had worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - June 16, 2021
CREATIVEONE WEALTH, LLC
July 31, 2009 - October 25, 2021
SORRENTO PACIFIC FINANCIAL, LLC
May 12, 2009 - June 11, 2021
PARTNERVEST ADVISORY SERVICES LLC
March 15, 2006 - July 31, 2009
PARTNERVEST SECURITIES, INC.
Primary Firm SEC Registration
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
