Scott H. Schoenfeld

PINE DISTRIBUTORS LLC

NEW YORK, NY 10019

Some features on this profile are disabled

CRD#: 4985054

Professional summary

Scott H Schoenfeld, CIMA®, who also goes by Scott Henry Schoenfeld, Scott Schoenfeld, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2009. Scott has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Henry Schoenfeld | Scott Schoenfeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott H Schoenfeld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 3, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 1633 Broadway Floor 48, New York, NY 10019

CRD#: 323408

NEW YORK, NY

Past

July 23, 2015 - May 28, 2024

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Mission Hills, KS

Past

July 23, 2015 - May 28, 2024

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

February 3, 2014 - August 7, 2015

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

January 23, 2014 - August 7, 2015

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

January 23, 2014 - August 7, 2015

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

August 3, 2012 - January 16, 2014

MORGAN STANLEY

RIA

CRD#: 149777

KANSAS CITY, MO

Past

August 3, 2012 - January 16, 2014

MORGAN STANLEY

CRD#: 149777

KANSAS CITY, MO

Past

April 28, 2009 - August 6, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

KANSAS CITY, MO

Past

March 19, 2009 - August 6, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/3/2025)

Colorado
(1/3/2025)

Iowa
(1/3/2025)

Kansas
(1/3/2025)

Louisiana
(1/3/2025)

Missouri
(1/3/2025)

Nebraska
(1/3/2025)

New York
(1/3/2025)

Oklahoma
(1/3/2025)

South Carolina
(1/3/2025)

Texas
(1/3/2025)

Utah
(1/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN	COO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591
WOODCOCK, ALEXANDER JAMES	PFO	6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott H. Schoenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott H Schoenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

WADDELL & REED

WADDELL & REED

IVY DISTRIBUTORS, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2009

FINRA

Current Firm

PINE DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PINE DISTRIBUTORS LLC

TRUST BUT VERIFY

Similar Advisors