Paul T. Nouri
NOBLE ADVISORS
Dallas, TX 75201
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CRD#: 4984997
Professional summary
Paul Thomas Nouri, CFP® is a registered financial advisor currently at NOBLE ADVISORS, LLC located in Dallas, Texas.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Paul has worked at 2 firms and has passed the Series 66, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Noble Equity Capital Management, LLC acts as an investment advisor to Noble Equity Fund, LP, a healthcare focused hedge fund and Noble Equity Private Fund, LP, a family held angel fund. IT IS LOCATED AT 325 N St. Paul Street, Ste 2040, Dallas, TX 75201. APPROXIMATELY HALF OF MR. NOURI'S TIME (IN TOTAL AND DURING TRADING HOURS) IS EXPECTED TO BE SPENT MANAGING THE ACTIVITIES OF NOBLE EQUITY CAPITAL MANAGEMENT, LLC. Since 2013, Mr. Nouri has been on the board of VDI, a Veterinary Diagnostic company. He spends an average of two hours per month in efforts for the company. He receives no compensation from serving on the board. Noble Equity Private Fund, LP, a family held angel fund, is invested in VDI. The address for VDI is 9420 Topanga Canyon Blvd, Ste 100, Chatsworth, CA 91311.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Thomas Nouri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 7, 2009 - Present
NOBLE ADVISORS, LLC
Office #1: 325 N St. Paul Street 2040, Dallas, TX 75201RIA
CRD#: 149796
Dallas, TX
Past
August 25, 2005 - May 11, 2007
SIDOTI & COMPANY, LLC
BD
CRD#: 102860
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/7/2009)
IAR
Texas(7/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NA
NOBLE ADVISORS, LLC
NOBLE ADVISORS, LLC
CRD#: 149796 / SEC#:
New Jersey
Registered Investment Advisory firm - (5/7/2009 Approved)Texas
Registered Investment Advisory firm - (7/27/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
325 N St. Paul Street 2040, Dallas, TX 75201
Mailing Address
Phone number
(214) 613-6087
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 6,934,288 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| New York | ERA - Withdrawn | 5/28/2021 |
| Pennsylvania | ERA - Withdrawn | 5/28/2021 |
Red Flags
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Company Information
NOBLE ADVISORS, LLC
CRD#: 149796Dallas, TX 75201TRUST BUT VERIFY
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