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Paul Thomas Nouri

Paul Thomas Nouri

CFP®
NOBLE ADVISORS
DALLAS, TX
·CRD# 4984997·21 years registered

Professional Summary

Paul Thomas Nouri, CFP® is a registered financial advisor currently at NOBLE ADVISORS, LLC located in Dallas, Texas. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Paul has worked at 2 firms and has passed the Series 66, Series 63, Series 86, Series 87 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2013

Years of Experience

21 years registered in the securities industry

Current & Past Employments

Current

NOBLE ADVISORS, LLCCurrent·CRD# 149796
RIA
325 N St. Paul Street 2040, Dallas, TX 75201
May 7, 2009 - Present

Past

SIDOTI & COMPANY, LLCPast·CRD# 102860
BD
New York, NY
August 25, 2005 - May 11, 2007

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Current Firm

NA
NOBLE ADVISORS, LLC

NOBLE ADVISORS, LLC

CRD#: 149796
New Jersey
Registered Investment Advisory firm - New Jersey (5/7/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (7/27/2021 Approved)

Contact Information

Main Address

325 N St. Paul Street 2040, Dallas, TX 75201

Phone Number

(214) 613-6087

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

24

AUM (Assets Under Management)

$6,934,288

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
New YorkERA - Withdrawn5/28/2021
PennsylvaniaERA - Withdrawn5/28/2021

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Noble Equity Capital Management, LLC acts as an investment advisor to Noble Equity Fund, LP, a healthcare focused hedge fund and Noble Equity Private Fund, LP, a family held angel fund. IT IS LOCATED AT 325 N St. Paul Street, Ste 2040, Dallas, TX 75201. APPROXIMATELY HALF OF MR. NOURI'S TIME (IN TOTAL AND DURING TRADING HOURS) IS EXPECTED TO BE SPENT MANAGING THE ACTIVITIES OF NOBLE EQUITY CAPITAL MANAGEMENT, LLC. Since 2013, Mr. Nouri has been on the board of VDI, a Veterinary Diagnostic company. He spends an average of two hours per month in efforts for the company. He receives no compensation from serving on the board. Noble Equity Private Fund, LP, a family held angel fund, is invested in VDI. The address for VDI is 9420 Topanga Canyon Blvd, Ste 100, Chatsworth, CA 91311.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(5/7/2009)
IAR
Texas
(7/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Oct 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Thomas Nouri's CRS (Customer Relationship Summary).

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