Gordon W. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon W Price, CIMA®, who also goes by Gordon Westcott Price, Wes Price, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 2005. Gordon had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2025 - April 23, 2026
GRANT WILLIAMS L.P.
April 4, 2025 - June 23, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
April 4, 2025 - June 23, 2025
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 2, 2023 - February 10, 2025
MML INVESTORS SERVICES, LLC
March 2, 2023 - February 10, 2025
MML INVESTORS SERVICES, LLC
September 17, 2018 - February 8, 2023
ADVISORS ASSET MANAGEMENT, INC.
September 14, 2018 - February 8, 2023
ADVISORS ASSET MANAGEMENT, INC.
October 30, 2007 - September 11, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 30, 2007 - September 11, 2018
BLACKROCK INVESTMENTS, LLC
April 28, 2006 - October 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2006 - October 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2005 - November 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 2005 - November 23, 2005
IDS LIFE INSURANCE COMPANY
August 24, 2005 - November 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
