Estelle D. Stephens

Some features on this profile are disabled

CRD#: 4984677

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Estelle Doris Stephens, who also goes by Estelle Borg, Estelle Stephens, was a registered financial professional .

Estelle is a previously registered financial professional and started their career in finance in 2005. Estelle had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Estelle Borg | Estelle Stephens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 13, 2019 - January 16, 2021

FORESIGHT FINANCIAL PLANNING

RIA

CRD#: 134635

Menlo Park, CA

Past

June 20, 2005 - January 11, 2006

BEDROCK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 120376

LOS ALTOS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

FORESIGHT FINANCIAL PLANNING

ESTELLE STEPHENS | STEPHENS, ESTELLE DORIS | FORESIGHT FINANCIAL PLANNING

CRD#: 134635 / SEC#:

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Menlo Park, CA

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.