Gene J. Witt
Professional summary
Gene Joseph Witt, AIF®, who also goes by Gene Witt, is a registered financial advisor currently at OPTIMIZED CAPITAL LLC located in Schererville, Indiana.
Gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gene has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Joseph Witt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2024 - Present
OPTIMIZED CAPITAL LLC
March 24, 2020 - January 17, 2025
FOURSTAR WEALTH ADVISORS, LLC
October 30, 2015 - March 30, 2020
CETERA INVESTMENT ADVISERS LLC
October 30, 2015 - March 30, 2020
CETERA FINANCIAL SPECIALISTS LLC
March 13, 2013 - November 5, 2015
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 29, 2012 - October 29, 2012
MSI FINANCIAL SERVICES, INC.
July 4, 2005 - December 31, 2011
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2024)
(10/7/2025)
Exams
Series 7TO
Date: 4/28/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/28/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
OPTIMIZED CAPITAL LLC
CRD#: 333237 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 62,576,018 |
Red Flags
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