John R. Tolson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ryan Tolson, who also goes by John Tolson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - December 31, 2021
CPS FINANCIAL & INSURANCE SERVICES, INC.
September 29, 2017 - December 31, 2021
CAPITAL SYNERGY PARTNERS
September 28, 2017 - December 31, 2021
CAPITAL SYNERGY PARTNERS
February 21, 2013 - September 5, 2017
MML INVESTORS SERVICES, LLC
January 23, 2013 - September 5, 2017
MML INVESTORS SERVICES, LLC
November 16, 2011 - December 13, 2012
RBC CAPITAL MARKETS, LLC
November 16, 2011 - December 13, 2012
RBC CAPITAL MARKETS, LLC
March 1, 2010 - September 21, 2011
UNITED CAPITAL FINANCIAL ADVISORS
September 21, 2009 - August 26, 2011
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CPS FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 41243 / SEC#: , 8-49337
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
