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Rodd Robert Miller

Rodd R. Miller

GILBERT, AZ 85295
Some features on this profile are disabled
CRD#: 4984062
Rodd Robert Miller
Rodd Robert Miller

Professional summary

Rodd Robert Miller, CFP® was a registered financial advisor .

Rodd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rodd had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/17/2011: MILLER WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - TIME SPENT 100% - CARLSBAD, CA. 2. 12/29/2011: MILLER VENTURES, INC. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 1% OF TIME SPENT - CARLSBAD, CA. 3. 07/03/2013 - EXCLUSIVE INSURANCE BROKERAGE - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Time Spent 54% 4. 10/4/2017 - Golden State Wealth Management, LLC - DBA: Miller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/14/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/4/2017 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/14/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

August 28, 2026 - Present

Office #1: 2162 E Williams Field Rd Ste 111, Gilbert, AZ 85295
GILBERT, AZ
Past

September 13, 2017 - August 31, 2026

GOLDEN STATE WEALTH MANAGEMENT, LLC

RIA
CRD#: 167995
Gilbert, AZ
Past

March 6, 2015 - October 13, 2017

PFG ADVISORS

RIA
CRD#: 173344
CARLSBAD, CA
Past

November 17, 2011 - October 8, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
GILBERT, AZ
Past

November 17, 2011 - September 1, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
GILBERT, AZ
Past

September 9, 2011 - November 18, 2011

LUCIA SECURITIES, LLC

BD
CRD#: 37179
SCOTTSDALE, AZ
Past

April 13, 2010 - November 18, 2011

LUCIA CAPITAL GROUP

RIA
CRD#: 152396
SAN DIEGO, CA
Past

March 26, 2009 - October 19, 2010

RAYMOND J. LUCIA COMPANIES, INC.

RIA
CRD#: 115670
SAN DIEGO, CA
Past

February 25, 2009 - November 21, 2011

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

October 16, 2008 - February 9, 2009

MILLER CAPITAL MARKETS, LLC

BD
CRD#: 136077
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(8/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2008
General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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