Katherine Y. Young
Professional summary
Katherine Yearwood Young, CFP®, who also goes by Katherine Boyce Yearwood, is a registered financial advisor currently at YEARWOOD YOUNG ADVISORS located in Brooklyn, New York.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Katherine has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Yearwood Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2021 - Present
YEARWOOD YOUNG ADVISORS
Office #1: 195 Montague Street 14th Floor, Brooklyn, NY 11201December 7, 2006 - October 7, 2008
BARCLAYS CAPITAL INC.
Primary Firm SEC Registration
YEARWOOD YOUNG ADVISORS
CRD#: 307719 / SEC#: 801-127793
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2023)
(7/1/2024)
(7/29/2021)
Exams
Current Firm
YEARWOOD YOUNG ADVISORS
CRD#: 307719 / SEC#: 801-127793
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 76,107,545 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 08/27/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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