Francisco J. Soler

MAS ADVISORS LLC

CORAL GABLES, FL 33134

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CRD#: 4983591

Professional summary

Francisco Jose Soler, CFA, who also goes by Francisco Jose Soler Mr., is a registered financial advisor currently at MAS ADVISORS LLC located in Coral Gables, Florida and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Francisco has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francisco Jose Soler Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MAS ADVISORS LLC - 4/3/2023 - 2121 Ponce De Leon Blvd, Suite 1160, Coral Gables, FL 33134 - CIO, Manage investment platform, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) REGIS FINANCIAL PARTNERS - 4/25/2023 -2121 Ponce De Leon Blvd, Suite 1160, Coral Gables, FL 331341 - Agent, Sell life insurance, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Jose Soler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 6, 2023 - Present

MAS ADVISORS LLC

Office #1: 2121 Ponce De Leon Blvd Suite 1160, Coral Gables, FL 33134

RIA

CRD#: 165906

CORAL GABLES, FL

Current

May 3, 2023 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

May 3, 2021 - July 13, 2021

EFG CAPITAL INTERNATIONAL

RIA

CRD#: 40118

MIAMI, FL

Past

August 9, 2018 - March 28, 2023

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA

CRD#: 158905

MIAMI, FL

Past

July 10, 2018 - March 28, 2023

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

April 8, 2013 - August 1, 2019

MAS ADVISORS LLC

RIA

CRD#: 165906

CORAL GABLES, FL

Past

August 23, 2012 - January 25, 2013

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA

CRD#: 158905

MIAMI, FL

Past

June 25, 2010 - August 23, 2012

EFG CAPITAL ADVISORS LLC

RIA

CRD#: 145208

MIAMI, FL

Past

December 23, 2008 - January 25, 2013

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

August 3, 2005 - April 13, 2006

CREDICORP CAPITAL SECURITIES, INC.

CRD#: 122199

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAS ADVISORS LLC

MAS ADVISORS LLC | WEALTH STRATEGIES GROUP

CRD#: 165906 / SEC#: 801-77354

RIA

Registered Investment Advisory firm - (2/21/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(10/21/2025)

Arizona
(10/23/2025)

Connecticut
(10/23/2025)

Delaware
(10/15/2025)

District of Columbia
(10/23/2025)

Florida
(5/3/2023)

IAR

Florida
(6/6/2023)

New Jersey
(10/23/2025)

South Dakota
(12/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/11/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MAS ADVISORS LLC

MAS ADVISORS LLC | WEALTH STRATEGIES GROUP

CRD#: 165906 / SEC#: 801-77354

RIA

Registered Investment Advisory firm - (2/21/2013 Approved)

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Contact information

Main Address

2121 Ponce De Leon Blvd Suite 1160, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 364-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAS ADVISORS 2022 FIRM BROCHURE - ADV PART 2A (7/21/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 1,497,268,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francisco J. Soler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Jose Soler's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

EFG CAPITAL INTERNATIONAL

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG CAPITAL INTERNATIONAL

MAS ADVISORS LLC

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG CAPITAL ADVISORS LLC

EFG CAPITAL INTERNATIONAL

CREDICORP CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

MAS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/2023

Series 66

Date: 1/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2018

FINRA

Current Firm

MAS ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAS ADVISORS LLC

TRUST BUT VERIFY

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