Christine J. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Jayne Townsend, who also goes by Christine Jayne Wagner, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2005. Christine had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2012 - February 19, 2013
THE O.N. EQUITY SALES COMPANY
July 26, 2011 - December 9, 2011
OSAIC SERVICES, INC.
August 10, 2010 - August 11, 2011
SIGNATOR INVESTORS, INC.
June 20, 2006 - July 29, 2010
NYLIFE SECURITIES LLC
August 12, 2005 - June 1, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
