Jose E. Costa
Professional summary
Jose Eduardo Costa is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2005. Jose has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Eduardo Costa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2014 - Present
XP INVESTMENTS US, LLC
Office #1: 55 W 46th Street 30th Floor, New York, NY 10036January 4, 2011 - March 31, 2014
BULLTICK SECURITIES, LLC
November 2, 2010 - March 31, 2014
BULLTICK, LLC
March 8, 2010 - June 30, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
October 9, 2008 - January 4, 2010
TRADEWIRE SECURITIES LLC
June 20, 2005 - September 18, 2008
BULLTICK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2020)
(9/14/2021)
(8/22/2017)
(8/14/2017)
(4/8/2014)
(12/20/2017)
(11/4/2016)
(8/15/2017)
(6/21/2017)
(7/6/2017)
(7/5/2018)
(8/18/2017)
(8/29/2017)
(5/5/2016)
(4/29/2025)
(8/22/2017)
(9/18/2017)
(8/14/2017)
(6/16/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/24/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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