RS
Ryan F. Shortridge
APS INVESTMENT MANAGEMENT GROUP
JACKSON, CA 95642
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CRD#: 4982603
RS
Professional summary
Ryan Frederick Shortridge is a registered financial advisor currently at APS INVESTMENT MANAGEMENT GROUP located in Jackson, California and LPL FINANCIAL LLC located in Jackson, California.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/30/2012: SALE OF NON-VARIABLE INSURANCE - 10% OF TIME - JACKSON, CA.
2. 5/15/2012: REGISTERED INVESTMENT ADVISOR - APS ASSOCIATES - REGISTERED INVESTMENT MANAGER- ADVICE, FINANCIAL PLANS, ASSET MANAGEMENT. - TIME SPENT 100%.
3. 06/18/2012: APS ASSOCIATES / REGISTERED INVESTMENT ADVISOR DBA / FINANCIAL PLANNING, PORTFOLIO MANAGEMENT, PENSION CONSULTING / TIME SPENT 100% / JACKSON, CA.
4. 2/1/2013: DBA ONLY - APS INVESTMENT MANAGEMENT GROUP - JACKSON, CA.
5. 2/1/2013: DBA ONLY - APS ADVISORS - JACKSON, CA
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Frederick Shortridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2010 - Present
APS INVESTMENT MANAGEMENT GROUP
Office #1: 240 North Main Street, Jackson, CA 95642Office #2: 1130 Iron Point Rd. Ste. 135, Folsom, CA 95630RIA
CRD#: 153504
JACKSON, CA
Current
May 3, 2012 - Present
LPL FINANCIAL LLC
Office #1: 240 N Main St, Jackson, CA 95642-2332Office #2: 1130 Iron Pointe Rd, Ste 135, Folsom, CA 95630RIA
BD
CRD#: 6413
Jackson, CA
Past
November 18, 2005 - May 5, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
JACKSON, CA
Past
October 4, 2005 - May 5, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
JACKSON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
APS INVESTMENT MANAGEMENT GROUP
APS ADVISORS | APS INVESTMENT MANAGEMENT GROUP | APS ASSOCIATES | APS ADVISORS INC.
CRD#: 153504 / SEC#: 801-118386
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)California
Registered Investment Advisory firm - (5/23/2020 Terminated)Texas
Registered Investment Advisory firm - (4/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(5/3/2010)
RR
California(5/3/2012)
RR
Oregon(2/26/2024)
RR
South Dakota(2/24/2023)
IAR
Texas(3/29/2019)
RR
Texas(2/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
APS INVESTMENT MANAGEMENT GROUP
APS ADVISORS | APS INVESTMENT MANAGEMENT GROUP | APS ASSOCIATES | APS ADVISORS INC.
CRD#: 153504 / SEC#: 801-118386
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)California
Registered Investment Advisory firm - (5/23/2020 Terminated)Texas
Registered Investment Advisory firm - (4/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
240 North Main Street, Jackson, CA 95642
Mailing Address
Phone number
(209) 223-0460
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 171,504,096 |
Red Flags
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Company Information
APS INVESTMENT MANAGEMENT GROUP
CRD#: 153504Jackson, CA 95642TRUST BUT VERIFY
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