Mauro P. Orefice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mauro Pierre De Castro Orefice, who also goes by Mauro Pierre De Castro Orefice, Mauro Pierre, was a registered financial professional .
Mauro is a previously registered financial professional and started their career in finance in 2005. Mauro had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2017 - December 22, 2020
LAMPOST CAPITAL, L.C.
December 18, 2013 - May 5, 2015
XP INVESTMENTS US, LLC
July 30, 2013 - January 3, 2014
SOUZA BARROS SECURITIES, INC
April 4, 2012 - July 2, 2013
CANTOR FITZGERALD & CO.
November 8, 2010 - January 6, 2012
INTERBOLSA SECURITIES, LLC
August 21, 2009 - November 12, 2010
BULLTICK SECURITIES, LLC
June 15, 2005 - November 11, 2010
BULLTICK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/2/2011
Limited Representative-Equity Trader ExamCurrent Firm
LAMPOST CAPITAL, L.C.
CRD#: 43706 / SEC#: , 8-50382
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | |
| MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | |
| POLLACK, GREGG ALLAN | CCO | 2653630 |
| MEADE, MICHAEL SPENCER | PRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 1738234 |
| MEADE, MINDY JANA | TRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 7446069 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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