Randall H. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Henry Russell was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2005. Randall had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2010 - December 3, 2012
CONTINUITY WEALTH MANAGEMENT, CORP.
October 10, 2008 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 14, 2005 - October 2, 2008
OSAIC SERVICES, INC.
October 31, 2005 - October 2, 2008
OSAIC SERVICES, INC.
September 27, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 180,625,248 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
