John J. Kalagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kalagher, who also goes by Jack Kalagher, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - November 22, 2013
NC SECURITIES, LLC
May 17, 2007 - March 4, 2009
THE RIDERWOOD GROUP INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NC SECURITIES, LLC
CRD#: 141074 / SEC#: , 8-67360
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
