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JK

John Joseph Kalagher

CRD# 4982324·Registered 2007 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Kalagher, who also goes by Jack Kalagher, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2007 - 2013. John had worked at 2 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Kalagher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

NC SECURITIES, LLC·CRD# 141074
BD
Rockville, MD
August 9, 2010 - November 22, 2013
THE RIDERWOOD GROUP INCORPORATED·CRD# 16681
BD
Towson, MD
May 17, 2007 - March 4, 2009

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Current Firm

NS
NC SECURITIES, LLC

NC SECURITIES, LLC

CRD#: 141074 / SEC#: 8-67360
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

101 Marlboro Avenue Suite 53, Easton, MD 21601

Mailing Address

101 Marlboro Avenue Suite 53, Easton, MD 21601

Phone Number

(240) 988-1296

Established

Delaware since 09/28/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL CAPITAL COMPANIES, LLCMEMBER—
ALBERTINI, WENDY ANNEFINOP, PRINCIPAL5171062
WOMER, DARREN SCOTTPRESIDENT, CEO, CCO, EXECUTICE REP2618788

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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