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Emily R. Higson

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CRD#: 4982311
EH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emily Ross Higson was a registered financial professional .

Emily is a previously registered financial professional and started their career in finance in 2005. Emily had worked at 3 firms and has passed the Series 66, Series 7 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2012 - March 19, 2012

GORDIAN INVESTMENTS, LLC

BD
CRD#: 158611
OREGON HOUSE, CA
Past

April 21, 2010 - December 1, 2014

VOGUE CAPITAL MANAGEMENT LLC

BD
CRD#: 148665
SUNNY ISLES BEACH, FL
Past

October 13, 2005 - May 10, 2010

REEF RESOURCES, LLC

BD
CRD#: 133646
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/2/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/15/2006
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

GI
GORDIAN INVESTMENTS, LLC
GK SECURITIES, LLC | GORDIAN INVESTMENTS, LLC | GORDIAN INVESTMENT SOLUTIONS, LLC

CRD#: 158611 / SEC#: , 8-68911

BD
Terminated by SEC on 12/04/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 06/03/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARMSTRONG, JEREMY NIELCEO/CCO/OWNER1675339
ROBERTS, CHRISTOPHER DEECFO, FINOP, PFO, POO6505465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GORDIAN INVESTMENTS, LLC

CRD#: 158611

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