Joshua W. Armstrong
Professional summary
Joshua Wayne Armstrong, who also goes by Josh Armstrong, is a registered financial advisor currently at AIS FINANCIAL located in Saint Louis, Missouri.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joshua has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Wayne Armstrong's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2019 - Present
AIS FINANCIAL
Office #1: 6 Cardinal Way Suite 900, Saint Louis, MO 63102August 23, 2017 - December 31, 2018
AIS FINANCIAL
September 13, 2016 - October 18, 2016
CUTTER & COMPANY, INC.
March 10, 2016 - October 18, 2016
CUTTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/20/2019)
Exams
Current Firm
AIS FINANCIAL
CRD#: 282713 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 1,941,000 |
Red Flags
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