Clinton J. Gerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clinton John Gerner was a registered financial professional .
Clinton is a previously registered financial professional and started their career in finance in 2005. Clinton had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2007 - July 24, 2012
RIDGEWAY CONGER ADVISORY SERVICES
May 4, 2007 - September 30, 2009
RIDGEWAY & CONGER, INC.
April 21, 2006 - April 18, 2007
INVESTORS CAPITAL CORP.
April 21, 2006 - April 18, 2007
INVESTORS CAPITAL CORP.
June 24, 2005 - April 19, 2006
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
